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...publicity, poor IT governance can have an immediate financial impact. In July 2009, The Financial Services Authority (FSA) fined HSBC more than £3m for not having adequate systems and controls in place to protect its customers' confidential details... http://www.computerweekly.com/Articles/2009/10/19/238195/how-to-write-an-online-code-of-conduct-for-employees.htm
...gone unnoticed had Chapman not had IT skills and discovered the data when he was adding extra memory to the PC. The FSA fined Nationwide almost £1m after a laptop containing customer data was stolen in November 2006. A spokesman at the Financial... http://www.computerweekly.com/Articles/2008/08/26/231975/personal-details-of-more-than-one-million-bank-customers.htm
...used but also management information systems and reporting systems to pick up problems," said an FSA spokesman. The FSA fined outsourcer Capita Financial Administrators Limited 300,000 in March 2006 because it "had not maintained effective systems... http://www.computerweekly.com/Articles/2008/04/25/230457/financial-services-authority-fines-outsourcing-supplier.htm
...regularly review our procedures to ensure that we continue to serve our customers and clients well," Barclays said. The FSA fined outsourced services provider Capita Financial Administrators £300,000 in March 2006 because it "had not maintained... http://www.computerweekly.com/Articles/2008/04/25/230455/fsa-financial-firms-fail-to-check-outsourced-security.htm
...has fined a stockbroking firm for failures in data security that put its customers at risk of identity fraud. The FSA fined Merchant Securities £77,000 for a series of failures including its reliance on staff recognising customers' voices... http://www.computerweekly.com/Articles/2008/06/19/231115/fsa-fines-stockbroking-firm-77000-for-weak-data-security.htm
...operation," Medisure said in the letter. The case comes nearly a year after the Financial Services Authority (FSA) fined the Nationwide Building Society (Nationwide) £980,000 for failing to have proper controls to manage its information... http://www.computerweekly.com/Articles/2008/04/23/230409/boots-loses-thousands-of-customer-bank-details.htm
...regulators reserve the right to prosecute. This happened in February this year, when the Financial Services Authority (FSA) fined Nationwide Building Society £980,000 for failing to have effective systems and controls to manage its information... http://www.computerweekly.com/Articles/2007/04/24/223385/information-security-the-route-to-compliance.htm
...insufficiently robust procedures and systems to detect and report potential money laundering. In December 2003, the FSA fined high street bank Abbey a record £2m and, in 2002, the Royal Bank of Scotland was fined £750,000, both for failing... http://www.computerweekly.com/Articles/2004/03/01/200662/standards-needed-to-aid-money-laundering-fight.htm

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