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The subtle stiff

Friday 15 June 2001 11:34
The only way to avoid a stiffing is to make sure the wording of contracts is watertight and covers all eventualities, writes Bill Monk

The software buyer appears to be infinitely forgiving. Even an open "stiffing" with accompanying recriminatory words and threats seldom results in any real action, let alone public or private litigation. On the contrary, the buyer and supplier organisations will most likely be working productively together even after a relatively short period.

There are, of course, notable exceptions. Some interesting and long-running "never darken our doors" actions have been taken.

One large financial organisation, after a significant stiffing allegation against a large international software organisation, would not entertain new software or services from that supplier even several years after the event.

The sad thing is that both businesses suffer because of the poor relationship. Perhaps the fear of such situations explains why the ability to move on without penalty is so prevalent, although a more likely explanation is that the buyer has accepted the inevitability of the situation and has "better things to do" than conduct a vendetta.

Where recriminatory action is taken it is usually after the buyer's management realises that it wasn't just the approach of the account manager they didn't like but the policy of the supplier organisation as a whole. Such policies can be impenetrable and contracts are often offered on a "take it or leave it" basis.

The software supply industry is accomplished at setting - and keeping to - sales, pricing and contractual policies, usually far more effectively than the buyer organisations they deal with. Generations of sales staff and management continue to adhere to the party line, and in some organisations these policies (and terms of business) seem immovable.

But from a supplier's point of view, they are dealing with a product that is unique in its distribution and usage and their main and sometimes only means of protecting their interest is through the law and their contract with the customer.

So, we have to question whether the buyers always recognise the situation they have got themselves into and, if so, do they know how to get out of it? All to often, the answer to both of these questions is no.

The software supplier invariably gets the blame when problems occur, sometimes rightly so. But the majority of problems arise because of a lack of clarity in the agreement between the buyer and supplier.

This usually means that something is missing from the agreement and because that agreement is often prepared and delivered by the supplier, any problems occur at the buyer's end.

What is stiffing?
Stiffing is when a software supplier tries to charge for anything not specifically permitted under the terms of a contract with a user.
This can include changing platforms, location, number of users, or company name, acquisitions or mergers and the effects of outsourcing and insourcing.

The confidentiality gap scenario
The buyer agrees terms for an application generation software licence and the software is implemented in the buyer's IT department. The buyer's own staff use the software to write business critical applications that ultimately become an integral part of the service offering. However, there is a problem. The buyer organisation finds it hard to recruit, train and manage the applications staff so it calls in a specialist service organisation. The buyer's staff transfer to the service organisation and the latter provides all his application support services under a service level agreement. Everybody is happy, until the software supplier finds out and claims that confidentiality has been breached. This is doubly serious because the service provider's organisation is considered to be a competitor of the software supplier. The lawyers appear quickly, having been summoned by both parties. The buyer's lawyers and a second opinion law firm both pronounce, "They've got you bang to rights, you'd better negotiate." Was this a subtle stiff?Consider the following:
  • The buyer did not review his contract before he undertook the service agreement (and interestingly neither did his lawyers)
  • The buyer did not inform the software supplier of his intentions. He assumed that because he had a contract to use the software he could use it how he liked
  • The agreement between the two companies was contractually incomplete and did not include key points that the buyer should have considered. The supplier claimed that any third party (not just a competitor) that was given access to the software would have caused a breach of contract. This could include any contractor the buyer hired
  • The account management and day-to-day contact provided by the supplier was poor. Communication and service were worse - in a key account where the supplier wanted repeat business that service and support should have been better
  • No quarter was given by the supplier. The initial amount claimed was huge, the settlement figure was significant but less than the original claim - but then the supplier said, "OK, carry on as you were."



The 'flexibility' scenario
A huge (multimillion-pound) deal is struck between a large user and software supplier. The contract is detailed and takes several weeks to complete.
The terms are more than usually complicated because new audit rules for both parties are a major consideration. Finally it is complete and both parties are happy.
At a senior management level in both organisations there is an unwritten agreement that the supplier will be "flexible".
Six months into this long-term deal, the flexibility is needed, and the supplier resorts to the contractual words and says, "What flexibility? You'll have to pay [for everything]."
While there are always unwritten assumptions, these have to be constrained to insignificant or common practice items, and they should have no real impact on the business.
As an example, it is reasonable to expect a named account manager and to have periodic account reviews, with an escalation process if things go wrong. Such requirements are rarely written in the body of a contract (they may be in a service level agreement) but in any case they are usually delivered.
However, anything of any significance is worth writing down, and double-checking to ensure that interpretation will be the same as you intended even after you and the sales person have moved to pastures new.

Bill Monk is director at LOCS (Licensing, Outsourcing and Compliance Services), a newly formed company that specialises in legal compliance and commercial consultancy