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Barclays fined £2.45m after IT errors
...in our data feeds to the FSA. No counterparties, clients, or financial reports were affected in any way." The FSA said accurate reporting is essential for the watchdog to look out for potential market abuse. Alexander Justham, FSA director... http://www.computerweekly.com/Articles/2009/09/09/237621/barclays-fined-2.45m-after-it-errors.htm
HSBC fined millions of pounds for data security failings
...CD containing the details of 180,000 policy holders in the post. Margaret Cole, director of enforcement at the FSA, said the breaches were very disappointing. "All three firms failed their customers by being careless with personal details... http://www.computerweekly.com/Articles/2009/07/22/236990/hsbc-fined-millions-of-pounds-for-data-security-failings.htm
Insurer Unat Direct Insurance Management fined for call centre failings
...after it started selling insurance on its behalf, the FSA said. Although it had a procedure in place to check whether...in Financial Services 2008 report published in April the FSA said it was a "major concern" that firms are not checking... http://www.computerweekly.com/Articles/2008/05/22/230776/insurer-unat-direct-insurance-management-fined-for-call-centre.htm
Gabriel to support FSA filing
...which were inherited from earlier regulators. The FSA said Gabriel will make reporting easier for regulated firms...the accuracy and consistency of information within the FSA," said the financial services watchdog. "The system will... http://www.computerweekly.com/Articles/2008/02/15/229429/gabriel-to-support-fsa-filing.htm
FSA wants websites to improve
...information in a fair, clear and not misleading way." The FSA said standards have improved since reviews in 2005 and 2007...Dan Waters, director of retail policy and themes at the FSA, said the internet is the favoured channel for many people looking... http://www.computerweekly.com/Articles/2007/11/30/228383/fsa-wants-websites-to-improve.htm
FSA warns financial services firms to control data access rights
...Financial Services 2008 report, the FSA said properly configured IT access rights...monitoring and due diligence," the FSA said. "This scattered approach, further...with no independent checking, the FSA said. "There is a risk that, without... http://www.computerweekly.com/Articles/2008/04/24/230416/fsa-warns-financial-services-firms-to-control-data-access.htm
FSA fines Nationwide over laptop theft
...breach because it said it potentially exposed the society’s customers to increased risk of financial crime. The FSA said this resulted from inadequate security controls, revealed because Nationwide did not realise the laptop contained sensitive... http://www.computerweekly.com/Articles/2007/02/15/221780/FSA-fines-Nationwide-over-laptop-theft.htm
FSA fines stockbroking firm £77,000 for weak data security
...homes of employees overnight. The FSA said staff at the firm relied on talking...the home of a member of staff the FSA said, and personal account numbers were...director of enforcement at the FSA, said, "It is unacceptable that despite... http://www.computerweekly.com/Articles/2008/06/19/231115/fsa-fines-stockbroking-firm-77000-for-weak-data-security.htm
Northern Rock website problems add to panic
...high volumes of requests, to damage corporates. The FSA said the problems of the website were caused by the high...an FSA statement. Callum McCarthy, chairman of the FSA, said, "To be absolutely clear, if we believed that Northern... http://www.computerweekly.com/Articles/2007/09/17/226795/northern-rock-website-problems-add-to-panic.htm
Standard Life removes inflexible legacy systems to comply with FSA regulation
...was difficult to upgrade," said Roxburgh. "The IT staff were not confident they could support the system." The FSA said that the regulator has given ample advice on how firms can comply with TCF and will now seek evidence that they are following... http://www.computerweekly.com/Articles/2008/09/25/232448/insurer-removes-inflexible-legacy-systems-to-comply-with-fsa-regulation.htm
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FSA CEO criticises firms' risk management approach
...allow for challenge without creating conflict, Hector Sants, chief executive of the UK Financial Services Authority (FSA), said in a recent speech to the Securities and Investment Institute. Sants outlined the changes being made in the regulator... http://www.continuitycentral.com/news04550.html
Norwich Union Life fined £1.26m for security holes
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IBM put on short-selling protection list
FSA to treble fines
HSBC loses 370,000 customers' details
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All ResultsOther content from the web - FSA SAID

Vmware-Making your Business Disaster Ready with Virtual Infrastructure
...disaster recovery capability of the UK's key financial markets in the event of "major operational disruption". The FSA said it plans to hold further exercises on... Channel: Storage Featured White Papers IBM A Superior Hardware... http://whitepapers.silicon.com/0,39024759,60486018p,00.htm
Financial companies need to step up ID protection
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Infosecurity Europe - Press Releases
HSBC fined over data protection breach
Nationwide fined nearly £1m for security lapses - Security Strategy - Breaking Business and
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